Deep Research (AI) into GenAI Use in Higher Education
Who are the top authorities in GenAI use in higher education and which standards dominate the space? - Deep Research ChatGPT Plus (high)
Top Authorities and Dominant Standards for Generative AI in Higher Education
Executive summary
The authority landscape for generative AI in higher education is not controlled by a single field leader or a single standard. It is a layered ecosystem. At the scholarly and pedagogical layer, the most authoritative figures are those whose work directly addresses teaching, assessment, academic integrity, and institutional adoption in universities. On that evidence base, the strongest current individual authorities are Mike Sharples, Wayne Holmes, Rose Luckin, Phillip Dawson, Ethan Mollick, Helen Crompton, Mike Perkins, Maha Bali, Sarah Elaine Eaton, and Leon Furze. They matter for different reasons: Sharples, Holmes, and Luckin are unusually strong at the intersection of scholarship and policy; Dawson and Perkins have become central in assessment reform; Mollick is the most visible public-facing university voice on day-to-day GenAI use; Crompton anchors the “state of the field” literature; Bali, Eaton, and Furze shape critical literacies, ethics, and practitioner uptake. 1(https://scholar.google.com/citations?hl=en&user=0KzFF40AAAAJ&utm_source=chatgpt.com)
The standards landscape is also layered. The standards that most visibly dominate university practice are not only ethical guidelines. They include legal and privacy baselines, procurement instruments, interoperability specifications, and evaluation practices. The strongest evidence of real operational dominance points to a stack that includes UNESCO’s guidance for GenAI in education and research, NIST’s AI RMF and GenAI Profile, FERPA and GDPR, the EU AI Act for European institutions, HECVAT for vendor review, and 1EdTech’s LTI 1.3 and related TrustEd Apps frameworks for LMS integration and edtech procurement. In assessment, the most influential sector frameworks are TEQSA’s assessment reform resources in Australia, the Russell Group principles in the UK, and the AI Assessment Scale as a practical implementation framework. 2(https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research)
The most mature, de facto technical standards in university operations are HECVAT and LTI 1.3. HECVAT is repeatedly embedded in real university procurement and security review workflows across U.S. campuses, while LTI 1.3 is supported across major LMS platforms and is the default direction of travel for integrations. That makes them more concretely “dominant” in day-to-day higher-ed operations than many broader AI ethics documents. 3(https://www.montclair.edu/information-technology/security/hecvat/?utm_source=chatgpt.com)
The biggest weakness in the current higher-ed GenAI standards environment is that governance is moving faster than validated practice. Universities now have many AI guidelines, but internal capability for model evaluation, red-teaming, privacy risk assessment, and post-deployment monitoring remains uneven. The strongest university-facing evaluation references are NIST’s red-teaming guidance, Stanford’s HELM transparency benchmark, and OWASP’s GenAI application security guidance, but these are still emerging as campus operational practice rather than universally embedded university standards. 4(https://nvlpubs.nist.gov/nistpubs/ai/NIST.AI.600-1.pdf)
A university that wants best practice should not start with a generic “AI policy” alone. It should build a governance stack: approved enterprise tools and data rules, procurement review using HECVAT and AI-specific rubrics, a risk-management layer aligned to NIST and privacy law, LMS and identity integration through 1EdTech standards, assessment redesign at program level instead of detector-driven enforcement, and continuous evaluation using red-teaming, privacy impact assessment, and human oversight. 5(https://policy.usc.edu/generative-ai-general-policy/)
Scope and method
Because the geographic scope was unspecified, this report uses a global but English-language evidence base, emphasizing authorities and standards with visible influence across UNESCO-linked global policy, the U.S., the U.K., the EU, and Australia. The report prioritizes primary and official sources: university profiles, regulator guidance, standard-setting bodies, official framework documents, and original papers. Where citation counts are included, they come from public Google Scholar profile snippets surfaced by search results and should be read as approximate, time-sensitive indicators rather than fixed audit values. 6(https://scholar.google.com/citations?hl=en&user=0KzFF40AAAAJ&utm_source=chatgpt.com)
The ranking of individuals below is an analytical synthesis, not a universal league table. I weighted four factors: relevance of output to GenAI in higher education, scholarly impact, direct role in shaping standards or policy, and visible institutional or public uptake. This method matters because the GenAI higher-ed field is unusually hybrid: a highly cited scholar without institutional uptake is less authoritative in practice than someone whose work directly shaped regulator guidance, procurement practice, or assessment design. That is why the report treats policy roles and adoption evidence as seriously as citations. 7(https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research?utm_source=chatgpt.com)
Ranked individual authorities
The table below ranks the strongest current individual authorities specifically for GenAI use in higher education.
| Rank | Authority | Affiliation | Signature contributions | Influence signals | Why authoritative | Primary sources |
|---|---|---|---|---|---|---|
| 1 | Mike Sharples | Emeritus Professor, Institute of Educational Technology, The Open University | Early and continuing leadership on AI in education; contributor to UNESCO’s higher-ed ChatGPT guide; widely cited work linking pedagogy, assessment, and AI use in universities | ~33,311 Google Scholar citations; contributor acknowledged in UNESCO AI policy work; long-standing editorial and disciplinary leadership | Strongest combination of higher-ed specificity, long-run scholarly influence, and practical pedagogical framing of GenAI for universities | 8(https://scholar.google.com/citations?hl=en&user=0KzFF40AAAAJ&utm_source=chatgpt.com) |
| 2 | Wayne Holmes | Professor of Critical Studies of AI and Education, UCL; UNESCO Chair in the Ethics of AI and Education | Co-author of UNESCO’s GenAI guidance; major work on ethics, human rights, and social justice in AI and education | ~34,157 Google Scholar citations; UNESCO Chair; consultant to multiple UNESCO units; co-drafter of UNESCO guidance | The field’s strongest ethics-and-policy authority with direct higher-ed relevance and unusually high global policy legitimacy | 9(https://scholar.google.com/citations?hl=en&user=yrDsXRAAAAAJ&utm_source=chatgpt.com) |
| 3 | Rose Luckin | Professor Emerita, UCL; Founder/CEO, Educate Ventures Research | Landmark AI-in-education scholarship; policy advising; institutional and industry bridge-building around ethical AI in education | ~26,063 Google Scholar citations; advisor to policymakers, governments, and industry; co-founder of the Institute for Ethical AI in Education | Particularly authoritative where universities need translational leadership between research, ethics, product adoption, and policy | 10(https://scholar.google.com/citations?hl=en&user=Jos0vkQAAAAJ&utm_source=chatgpt.com) |
| 4 | Phillip Dawson | Professor and Co-Director, CRADLE, Deakin University | Assessment security, cheating, authentic assessment, and AI-era assessment reform; key expert collaborator in Australia’s assessment reform work | ~15,914 Google Scholar citations; Co-Director of a globally recognized assessment center; prominently linked to TEQSA’s assessment reform project | The most authoritative specialist on how GenAI changes assessment validity, security, and redesign in higher education | 11(https://scholar.google.com/citations?hl=en&user=0LcJrnsAAAAJ&utm_source=chatgpt.com) |
| 5 | Ethan Mollick | Associate Professor, Wharton; Co-Director, Wharton Generative AI Labs | Applied GenAI experimentation in teaching and work; classroom use cases; high-visibility public translation of AI practice for faculty and students | ~19,172 Google Scholar citations; Co-Director of Wharton GAIL; exceptionally strong media and practitioner reach | Less narrowly “education research” focused than Sharples or Dawson, but arguably the most influential public-facing university practitioner voice on GenAI use | 12(https://scholar.google.com/citations?hl=en&user=_13RevgAAAAJ&utm_source=chatgpt.com) |
| 6 | Helen Crompton | Professor and Executive Director, RIDIL, Old Dominion University | State-of-the-field reviews of AI in higher education; governance Delphi study; practical white papers for universities | ~15,435 Google Scholar citations; 2023 state-of-field review cited 3,470 times; executive director of RIDIL | Authoritative because she combines high-volume synthesis scholarship with direct institutional guidance for higher-ed adoption | 13(https://scholar.google.com/citations?hl=en&user=Idtxi9oAAAAJ&utm_source=chatgpt.com) |
| 7 | Mike Perkins | Associate Professor and Head of Centre for Research & Innovation, British University Vietnam | Co-author of the AI Assessment Scale; research on GenAI, detectors, integrity, and ethical assessment integration | ~4,461 Google Scholar citations; AIAS framework described by his institution as adopted globally across schools and universities | One of the clearest authorities on operationalizing GenAI in assessment policy and task design | 14(https://scholar.google.com/citations?hl=en&user=8nBHC24AAAAJ&utm_source=chatgpt.com) |
| 8 | Maha Bali | Professor of Practice, Center for Learning and Teaching, American University in Cairo | Critical AI literacy, social-justice-oriented GenAI pedagogy, AI Pedagogy Project contributions, co-authorship of the GenAI teaching manifesto | Strong practitioner-intellectual reach; major presence in critical pedagogy communities; visible role in the AI Pedagogy Project and manifesto discourse | Especially authoritative on critical, humane, and equity-centered uses of GenAI in university teaching | 15(https://www.aucegypt.edu/fac/maha-bali) |
| 9 | Sarah Elaine Eaton | Professor and Research Chair, University of Calgary | Postplagiarism framework; academic integrity in the age of AI; ethics-centered reframing of authorship and misconduct | ~6,023 Google Scholar citations; research leadership on integrity and AI; broad professional speaking footprint | A leading authority where institutions are moving from “detection and punishment” toward new integrity frameworks suited to GenAI | 16(https://scholar.google.com/citations?hl=en&user=EmD2JcoAAAAJ&utm_source=chatgpt.com) |
| 10 | Leon Furze | Author, consultant, doctoral researcher in GenAI and writing instruction | Practical AI strategies for educators; AI Assessment Scale co-author; extensive professional learning and curriculum guidance | ~1,044 Google Scholar citations; best-selling practitioner author; strong educator uptake and consulting reach | A practitioner authority with outsized influence on implementation, staff development, and AI literacy compared with his formal citation profile | 17(https://scholar.google.com/citations?hl=en&user=sHH91roAAAAJ&utm_source=chatgpt.com) |
A few names sit just below the top tier but remain influential in practice. Marc Watkins has become a prominent faculty-development and AI-literacy voice through the University of Mississippi and the AI Pedagogy Project, especially for instructors seeking practical classroom implementation. His scholarly citation profile is smaller, but his practitioner influence is real. 18(https://scholar.google.com/citations?hl=en&user=RhfdjFsAAAAJ&utm_source=chatgpt.com)
The strongest analytical pattern across this ranking is that “authority” now comes in three forms. First, there are policy-intellectual authorities such as Holmes and Luckin. Second, there are assessment authorities such as Dawson and Perkins. Third, there are implementation and public-translation authorities such as Mollick, Furze, and Watkins. Universities that treat only one of those groups as authoritative usually end up with policies that are either too abstract, too punitive, or too tool-driven. 19(https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research?utm_source=chatgpt.com)
Leading institutions and research centers
The institutional landscape is similarly differentiated. Some centers lead in research and theory, some in policy, and some in applied adoption.
| Institution or center | Main focus in GenAI and higher education | Notable outputs and signals | Why it matters | Primary sources |
|---|---|---|---|---|
| The Open University, Institute of Educational Technology | Institutional AI assistants, curriculum production, LLM use in HE, long-run pedagogical innovation | LLM use in higher education reports; institutional course-writing assistant Scribe; AI futures and innovation reports | One of the clearest examples of a university both studying and operationalizing GenAI internally | 20(https://oro.open.ac.uk/103272/1/D2.1_Use%20of%20LLM%20tools%20within%20higher%20education.%20Report1.pdf?utm_source=chatgpt.com) |
| UCL Knowledge Lab and AIED@UCL | AI and education, multimodal learning, testbeds, teacher-AI complementarity, policy influence | Dedicated AI-and-education theme; AIED@UCL as interdisciplinary hub; extensive policy and public-engagement work | A globally visible research center that combines theory, ethics, and design-oriented research | 21(https://www.ucl.ac.uk/ioe/departments-and-centres/ucl-knowledge-lab) |
| Deakin University, CRADLE | Assessment, digital learning, feedback, cheating, GenAI-era assessment reform | “Assessment in a time of genAI”; globally networked research center; strong international partnerships | Probably the strongest single center on university assessment reform in the GenAI era | 22(https://www.deakin.edu.au/about-deakin/why-deakin/education-excellence/cradle?utm_source=chatgpt.com) |
| Stanford HAI with the Stanford Accelerator for Learning | Human-centered AI for education, policy, summits, benchmarks, public agenda-setting | Annual AI+Education Summit; HELM benchmark ecosystem; strong research-policy convening power | Sets agenda for evaluation, policy framing, and human-centered educational AI discourse | 23(https://hai.stanford.edu/about?utm_source=chatgpt.com) |
| Wharton Generative AI Labs | Applied GenAI for teaching and learning, prompt libraries, educational prototyping | The Primer Initiative; prompt libraries; technical reports and classroom implementation resources | Highly influential in translating frontier GenAI into reusable university teaching practice | 24(https://gail.wharton.upenn.edu/?utm_source=chatgpt.com) |
| Old Dominion University, RIDIL | Systematic reviews, institutional guidance, faculty-facing AI research and white papers | State-of-field synthesis; governance Delphi study; GenAI policy and guidelines events | Strong bridge between scholarly synthesis and institutional practice | 25(https://online.odu.edu/ridil?utm_source=chatgpt.com) |
| University of Melbourne, CSHE and Assessment/AI/Academic Integrity work | Assessment, learning quality, integrity, and GenAI implementation in HE | Dedicated AI-and-academic-integrity resources; HE projects on GenAI policy in low-resource contexts | Particularly important in the Australian sector, where assessment and quality assurance questions are advanced and public | 26(https://melbourne-cshe.unimelb.edu.au/ai-aai?utm_source=chatgpt.com) |
Two institutional patterns stand out. First, the most influential centers are not merely “AI labs.” They are places with an existing higher-education mission in pedagogy, assessment, quality, or digital learning, and they have added GenAI as a strategic domain. Second, the most credible institutions are producing both conceptual outputs and operational artifacts: reports, summits, procurement guides, institutional assistants, prompt libraries, case studies, and implementation frameworks. That is why centers such as IET, CRADLE, Stanford HAI, and Wharton GAIL matter more than generic AI institutes for this specific question. 27(https://iet.open.ac.uk/research?utm_source=chatgpt.com)
Organizations and consortia shaping standards
The organizations with the most real standard-setting power fall into five roles: global norm-setters, national or regional regulators, technical standards bodies, higher-ed infrastructure consortia, and sector coordination groups.
| Organization or group | Role in the ecosystem | Most important contribution for universities | Why it shapes standards | Primary sources |
|---|---|---|---|---|
| UNESCO | Global norm-setter | Human-centered ethical guidance for GenAI in education and research | It supplies the broadest accepted global language for rights, ethics, and capacity-building in education-focused AI policy | 28(https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research) |
| NIST | U.S. standards and risk framework authority | AI RMF 1.0 and GenAI Profile | It provides the most widely cited cross-sector governance model that universities can operationalize in procurement and risk management | 29(https://nvlpubs.nist.gov/nistpubs/ai/nist.ai.100-1.pdf?utm_source=chatgpt.com) |
| ISO/IEC JTC 1/SC 42 | Formal international technical standards body | ISO/IEC 42001, 23894, 22989, 42006 | It defines management-system and risk language that universities and vendors increasingly use for assurance and certification | 30(https://www.iso.org/standard/42001) |
| 1EdTech | Interoperability and edtech trust body | LTI 1.3, TrustEd Apps, Generative AI Data Rubric | It has the strongest direct influence on how AI-enabled tools are integrated into LMS and procurement workflows | 31(https://www.1edtech.org/standards/lti) |
| EDUCAUSE, Internet2, and REN-ISAC | Higher-ed infrastructure and security consortium | HECVAT and NET+ evaluation processes | This consortium has created the most widely visible procurement-security standard used by U.S. campuses | 32(https://www.educause.edu/higher-education-community-vendor-assessment-toolkit) |
| Jisc | U.K. tertiary-sector coordination body | AI maturity toolkit; sector guidance and communities of practice | Jisc is shaping how colleges and universities talk about AI readiness, governance maturity, and responsible adoption | 33(https://www.jisc.ac.uk/reports/artificial-intelligence-in-tertiary-education) |
| Russell Group | Elite U.K. university consortium | Shared principles on GenAI in education | Its principles are not technical standards, but they have become a de facto policy template in the U.K. university sector | 34(https://www.russellgroup.ac.uk/sites/default/files/2025-01/Russell%20Group%20principles%20on%20generative%20AI%20in%20education.pdf) |
| TEQSA | Australian quality regulator | Assessment reform resources and sector coordination | TEQSA has had unusually direct influence because its guidance is tied to quality assurance and provider action plans | 35(https://www.teqsa.gov.au/guides-resources/higher-education-good-practice-hub/gen-ai-knowledge-hub/gen-ai-academic-integrity-and-assessment-reform) |
| European Commission and EDPB | EU regulatory and privacy authorities | AI Act obligations; GDPR interpretation for AI and LLMs | These bodies are shaping the compliance baseline for universities operating in Europe or handling EU personal data | 36(https://eur-lex.europa.eu/eli/reg/2024/1689/oj/eng?utm_source=chatgpt.com) |
The most important analytical distinction here is between standards that universities must follow and standards they choose to follow. FERPA, GDPR, and the AI Act are legal obligations in their jurisdictions. NIST, ISO, UNESCO, Jisc, Russell Group, and TEQSA are governance and policy frameworks. HECVAT and 1EdTech standards become dominant because they sit in the middle: formally voluntary, but practically necessary once a university is procuring tools or integrating them into learning platforms. 37(https://studentprivacy.ed.gov/ferpa)
Dominant standards and university adoption
The clearest way to understand today’s standards environment is as a layered governance stack.
HigherEd GenAI Standards
HigherEd GenAI Standards - Notes
38(https://internet2.edu/wp-content/uploads/2020/03/D0C-SEC-Hevcat20170425.pdf)
| Layer | Dominant standard or framework | What universities use it for | Evidence of adoption or operationalization | Analytical assessment |
|---|---|---|---|---|
| Ethical and policy baseline | UNESCO Guidance for Generative AI in Education and Research | Framing ethical, human-centered, and capacity-building policy | UNESCO presents it as its first global GenAI guidance for education and research | Highly influential as a global reference point, but less operational than HECVAT or LTI in campus workflows |
| Institutional maturity and governance | Jisc AI maturity toolkit | Assessing institutional AI readiness, progression, and governance maturity | Jisc designed it specifically for tertiary education and describes sector-wide experimentation and adoption across U.K. tertiary institutions | Strong in the U.K.; one of the best operational maturity frameworks for universities |
| Risk-management baseline | NIST AI RMF 1.0 plus GenAI Profile | Governance, risk mapping, measurement, vendor review, lifecycle controls, procurement questions | University of California’s AI Council asks suppliers whether assessments were based on the NIST AI RMF; Columbia explicitly aligns its AI framework with NIST AI RMF 1.0 | The most important cross-sector AI governance spine now entering higher-ed operations |
| Formal management-system baseline | ISO/IEC 42001 with related ISO/IEC 23894, 22989, 42006 | Enterprise AI governance, certification language, audit and assurance | ISO defines 42001 as the first AI management-system standard and links it to related AI risk and terminology standards | Important and rising, but university adoption remains less visible than vendor-side adoption |
| Legal/privacy baseline | FERPA, GDPR, AI Act, and DPIA-style privacy review | Student-record protection, lawful processing, privacy by design, AI literacy and transparency duties in Europe | USC’s policy restricts data categories and distinguishes enterprise AI tools from personal subscriptions; Clemson ties AI use to FERPA and data-classification rules; EDPB provides LLM privacy-risk guidance that complements GDPR DPIAs | This is the non-negotiable baseline. Every university policy ends up resting here sooner or later |
| Vendor/procurement standard | HECVAT | Third-party risk review, privacy/security/accessibility documentation, vendor comparison | Montclair, Duke, Trinity, FIU, Northwestern, Buffalo, and others embed HECVAT into procurement and security review processes | The clearest de facto procurement standard in U.S. higher education |
| Interoperability and LMS integration | 1EdTech LTI 1.3 / LTI Advantage | Secure launch, single sign-on, grade return, roster provisioning, deep linking | 1EdTech positions LTI 1.3 as the current version; Canvas, Moodle, Brightspace, and Blackboard all support LTI 1.3 workflows | This is the dominant integration standard for AI-enabled learning tools entering university LMS ecosystems |
| Edtech AI transparency | 1EdTech TrustEd Apps Generative AI Data Rubric | RFP requirements, transparency on AI use, opt-in/opt-out, training data disclosure, third-party models | 1EdTech provides sample RFP language and positions the rubric as a common framework for evaluating AI data practices | Not yet universal, but one of the few higher-ed-specific AI procurement rubrics with concrete implementation language |
| Assessment-policy layer | TEQSA assessment reform resources, Russell Group principles, AI Assessment Scale | Setting expectations for permitted AI use, redesigning assessments, balancing integrity with authentic practice | TEQSA says all Australian higher-education providers submitted institutional action plans in July 2024; Russell Group developed common principles across member universities; AIAS is described by BUV as adopted globally across schools and universities | This is the most influential practical layer for teaching and assessment policy, but it is more plural and less standardized than procurement or LMS integration |
| Evaluation, validation, and security | NIST red-teaming guidance, Stanford HELM, OWASP Top 10 for LLM/GenAI | Testing harms, transparency, benchmarking, application security | NIST frames red-teaming as structured testing for harmful outputs; HELM defines a living benchmark for transparency; OWASP provides widely used vulnerability taxonomies | Important, but still emerging inside universities as operational requirements rather than mature sector-wide practice |
One useful way to read this table is to separate dominance by visibility from dominance by operational necessity. UNESCO, NIST, and TEQSA dominate the discourse. HECVAT and LTI 1.3 dominate operations. FERPA, GDPR, and the AI Act dominate compliance. The AI Assessment Scale, Russell Group principles, and Jisc’s toolkit dominate faculty-development and policy translation. The mistake many universities make is choosing only one layer, usually ethics language, and neglecting procurement, interoperability, or assessment redesign. 40(https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research)
Gaps, contested areas, and emerging standards
The most contested area is assessment. The field now broadly agrees that traditional written take-home tasks are vulnerable, but there is no universal standard for how much GenAI assistance should be allowed, how use should be disclosed, or how evidence of learning should be collected. TEQSA’s 2025 resource is especially important because it explicitly says institutions now cluster around three approaches: program-wide reform, unit-level assurance of learning, or combinations of both. That is a sign of convergence around principles, but not yet a settled technical or policy standard. 41(https://www.teqsa.gov.au/sites/default/files/2025-09/enacting-assessment-reform-in-a-time-of-artificial-intelligence.pdf)
A second contested area is AI detection. TEQSA’s 2025 guidance states that detecting GenAI use with certainty in assessments is, for now, “all but impossible,” which is one of the most consequential official acknowledgments in the sector. This pushes universities away from detector-centric enforcement and toward assessment redesign, supervised performance, and transparent use policies. In practice, that is why postplagiarism frameworks and authentic-assessment models are gaining traction. 42(https://www.teqsa.gov.au/sites/default/files/2025-09/enacting-assessment-reform-in-a-time-of-artificial-intelligence.pdf)
A third gap is privacy and data governance for LLM deployment. Universities increasingly distinguish between public consumer AI tools and contract-protected enterprise tools. USC, for example, explicitly permits some categories of internal data only in university enterprise AI tools, while restricting confidential and regulated data unless additional approval exists; Clemson similarly directs users to prefer university-approved, contract-protected services and to ground decisions in data classification. This is emerging as a cross-institutional norm, but the exact controls differ from campus to campus. 43(https://policy.usc.edu/generative-ai-general-policy/)
A fourth gap is higher-ed-specific evaluation capability. NIST, EDPB, HELM, and OWASP all provide pieces of the validation puzzle: red-teaming, privacy-risk assessment, transparency benchmarking, and application security. But few universities have translated those into stable internal operating procedures for teaching tools, student-facing assistants, or agentic systems. Many institutions are still relying on vendor claims, generic cybersecurity reviews, or ad hoc faculty experimentation rather than a repeatable TEVV process. 44(https://ai-challenges.nist.gov/uassets/6)
A final emerging area is AI literacy as an enforceable governance expectation. The EU AI Act introduced AI literacy obligations, and these are now active ahead of full application of the broader framework. That matters for universities because staff and students are not only users of AI; in many cases universities are also deployers, procurers, or co-developers. AI literacy therefore stops being just a curricular aspiration and becomes part of institutional compliance and operational readiness. 45(https://eur-lex.europa.eu/eli/reg/2024/1689/oj/eng?utm_source=chatgpt.com)
Recommendations for a university seeking best practice
A university seeking best practice should adopt a layered governance model rather than a single stand-alone AI policy. The first step is to distinguish public tools, enterprise-approved tools, and restricted-use cases. USC and Clemson already provide strong, practical examples of this approach: use data classification to decide what can enter a model; prefer institutionally reviewed services for university work; route exceptions through privacy, legal, cybersecurity, and procurement review. That approach is more sustainable than trying to write a single rule for every classroom and department. 43(https://policy.usc.edu/generative-ai-general-policy/)
The second step is to hardwire procurement and vendor review. For U.S.-style procurement, HECVAT should be the default baseline, supplemented by AI-specific requirements drawn from the 1EdTech Generative AI Data Rubric and NIST-style risk questions. The University of California AI Council guide is especially useful because it translates abstract AI governance into concrete supplier questions about governance, third-party assessments, bias testing, transparency, retention, and ongoing monitoring. 46(https://www.educause.edu/higher-education-community-vendor-assessment-toolkit)
The third step is to standardize integration around the existing edtech stack. If an AI-enabled product will touch teaching and learning, it should, wherever possible, enter the ecosystem through 1EdTech-compatible channels, particularly LTI 1.3 and the associated grade, roster, and deep-linking services. That reduces security drift, simplifies account provisioning, and makes governance enforceable through known LMS workflows rather than uncontrolled browser-based copy-paste behavior. 47(https://www.1edtech.org/standards/lti)
The fourth step is to redesign assessment at program level. TEQSA’s work strongly supports moving beyond detector-based integrity models toward a mix of permitted AI use, AI-irrelevant assessments, and supervised demonstrations of learning. The AI Assessment Scale can be used as a practical task-level taxonomy, but it works best inside a larger program-level assessment strategy rather than as a one-off classroom label. Russell Group principles are useful as an institutional values statement, but they need to be connected to redesigned assessment evidence trails, disclosure expectations, and moderation practices. 48(https://www.teqsa.gov.au/sites/default/files/2025-09/enacting-assessment-reform-in-a-time-of-artificial-intelligence.pdf)
The fifth step is to establish an evaluation and monitoring protocol for GenAI systems already in use. At minimum, that protocol should include: privacy-risk assessment; red-teaming for harmful, biased, or unsafe outputs; human review of domain accuracy; documentation of approved use cases; and periodic re-evaluation when models or vendor terms change. NIST, EDPB, and OWASP together provide a strong starting point. HELM is especially useful when the university needs a vocabulary for transparency and benchmark coverage, even if it is not directly deployed as a campus-wide tool. 49(https://www.edpb.europa.eu/system/files/2025-04/ai-privacy-risks-and-mitigations-in-llms.pdf)
The sixth step is to treat AI literacy as both curricular and operational. The most mature institutions now train faculty, academic support staff, legal and procurement teams, and students differently, because they face different risks and different responsibilities. Jisc’s maturity model is a helpful organizing framework here: it pushes institutions to move from experimentation to operationalization and then to embedded lifecycle management. 39(https://www.jisc.ac.uk/ai-maturity-toolkit-for-tertiary-education)
A workable implementation sequence looks like this:
Implementation Sequence
Implementation Sequence - Notes
50(https://www.educause.edu/higher-education-community-vendor-assessment-toolkit)
The practical recommendation, in one sentence, is this: build your university’s GenAI governance around the standards that already dominate real higher-ed operations, then layer ethics and pedagogy on top of that operational base. In 2026, that means using legal/privacy controls as the floor, HECVAT and LTI as the operational spine, NIST as the governance logic, TEQSA/Russell Group/AIAS-style frameworks for assessment, and UNESCO/Jisc for the broader institutional values and capability agenda. 51(https://studentprivacy.ed.gov/ferpa)
1(https://scholar.google.com/citations?hl=en&user=0KzFF40AAAAJ&utm_source=chatgpt.com) 6(https://scholar.google.com/citations?hl=en&user=0KzFF40AAAAJ&utm_source=chatgpt.com) 8(https://scholar.google.com/citations?hl=en&user=0KzFF40AAAAJ&utm_source=chatgpt.com) Mike Sharples
https://scholar.google.com/citations?hl=en&user=0KzFF40AAAAJ&utm_source=chatgpt.com
2(https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research) 28(https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research) 40(https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research) Guidance for generative AI in education and research | UNESCO
https://www.unesco.org/en/articles/guidance-generative-ai-education-and-research
3(https://www.montclair.edu/information-technology/security/hecvat/?utm_source=chatgpt.com) Vendor Assessment (HECVAT)
https://www.montclair.edu/information-technology/security/hecvat/?utm_source=chatgpt.com
4(https://nvlpubs.nist.gov/nistpubs/ai/NIST.AI.600-1.pdf) Artificial Intelligence Risk Management Framework: Generative Artificial Intelligence Profile
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